| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | WHLRD | Series D Cumulative Convertible Preferred Stock | Sale | $192,102 | -9,380 | -3.5% | $20.48 | 261,326 | 17 Sep 2024 | Direct | F1, F2, F3 |
| transaction | WHLRD | Series D Cumulative Convertible Preferred Stock | Sale | $238,680 | -11,700 | -4.5% | $20.40 | 249,626 | 18 Sep 2024 | Direct | F1, F2, F4 |
MAGNOLIA CAPITAL FUND, LP is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
| Id | Content |
|---|---|
| F1 | All of the reported shares are directly owned by Magnolia Capital Fund, LP, of which The Magnolia Group, LLC ("TMG") is the general partner and investment manager. Adam K. Peterson("Mr. Peterson") is the managing member of TMG. TMG and Mr. Peterson could both be deemed to share indirect beneficial ownership of 249,626 shares of Series D Preferred Stock of Wheeler Real Estate Investment Trust, Inc. |
| F2 | TMG and Mr. Peterson disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |
| F3 | This transaction was executed in multiple trades at prices ranging from $20.30 to $20.65. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $20.32 to $20.55. The price reported above reflects the weighted-average sale price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |