Poplar Point Capital Partners Lp - Mar 18, 2025 Form 4 Insider Report for NovaBay Pharmaceuticals, Inc. (NBY)

Role: 10%+ Owner
Signature: /s/ Jad Fakhry, as authorized person for Joint Reporting Persons
Stock symbol: NBY
Transactions as of: Mar 18, 2025
Transactions value $: $30,718
Form type: 4
Date filed: 4/15/2025, 12:40 PM
Previous filing: Apr 15, 2025
Next filing: Apr 15, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NBY	Common Stock, par value $0.01 per share	Purchase	$8.82K	+14K	+1.71%	$0.63	832K	Mar 18, 2025	Direct	F1
transaction	NBY	Common Stock, par value $0.01 per share	Purchase	$904	+1.5K	+0.18%	$0.60	834K	Mar 19, 2025	Direct	F1
transaction	NBY	Common Stock, par value $0.01 per share	Purchase	$3.27K	+5.32K	+0.64%	$0.61	839K	Mar 20, 2025	Direct	F1
transaction	NBY	Common Stock, par value $0.01 per share	Purchase	$3.86K	+6.37K	+0.76%	$0.61	845K	Mar 21, 2025	Direct	F1
transaction	NBY	Common Stock, par value $0.01 per share	Purchase	$60.50	+100	+0.01%	$0.61	846K	Mar 24, 2025	Direct	F1
transaction	NBY	Common Stock, par value $0.01 per share	Purchase	$13.8K	+22.6K	+2.68%	$0.61	868K	Mar 25, 2025	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This Form 4 is being jointly filed by Poplar Point Capital Partners LP ("PPCP"), Poplar Point Capital Management LLC ("PPCM"), Poplar Point Capital GP LLC ("PPCGP"), and Mr. Jad Fakhry (collectively with PPCP, PPCM and PPCGP, the "Reporting Persons") with respect to shares of common stock of the above named issuer owned by PPCP. PPCM is the investment manager of PPCP. PPCGP is the general partner of PPCP. Mr. Fakhry is the manager of PPCM and PPCGP, and owns a controlling interest in, PPCM and PPCGP. The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).

Content

This Form 4 is being jointly filed by Poplar Point Capital Partners LP ("PPCP"), Poplar Point Capital Management LLC ("PPCM"), Poplar Point Capital GP LLC ("PPCGP"), and Mr. Jad Fakhry (collectively with PPCP, PPCM and PPCGP, the "Reporting Persons") with respect to shares of common stock of the above named issuer owned by PPCP. PPCM is the investment manager of PPCP. PPCGP is the general partner of PPCP. Mr. Fakhry is the manager of PPCM and PPCGP, and owns a controlling interest in, PPCM and PPCGP. The filing of this statement shall not be construed as an admission that any of the Reporting Persons is the beneficial owner of any securities covered by the statement other than the securities actually owned by such person (if any).