Tod A. Nestor - 11 Feb 2022 Form 4 Insider Report for ENERGY FOCUS, INC/DE (EFOI)

Role
COO and CFO
Signature
/s/ Tod A. Nestor
Issuer symbol
EFOI
Transactions as of
11 Feb 2022
Transactions value $
$0
Form type
4
Date filed
15 Feb 2022, 13:18
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EFOI Stock Option (Right to buy) Award $0 +20K $0.00 20K 11 Feb 2022 Common Stock 20K $1.48 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.