C. Christopher Gaut - Feb 18, 2023 Form 4 Insider Report for FORUM ENERGY TECHNOLOGIES, INC. (FET)

Role
Exec. COB, Director
Signature
/s/ C. Christopher Gaut by John C. Ivascu as Attorney-in- Fact
Stock symbol
FET
Transactions as of
Feb 18, 2023
Transactions value $
-$1,427,397
Form type
4
Date filed
2/22/2023, 04:08 PM
Previous filing
Feb 1, 2023
Next filing
Apr 3, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FET Common Stock Options Exercise $0 +16.5K +5.57% $0.00 313K Feb 18, 2023 Direct F1
transaction FET Common Stock Options Exercise -$524K -16.5K -5.28% $31.70 297K Feb 18, 2023 Direct F1
transaction FET Common Stock Tax liability -$281K -8.87K -2.99% $31.70 288K Feb 19, 2023 Direct F2
transaction FET Common Stock Options Exercise $0 +11.2K +3.87% $0.00 299K Feb 19, 2023 Direct F3
transaction FET Common Stock Options Exercise -$354K -11.2K -3.73% $31.70 288K Feb 19, 2023 Direct F3
transaction FET Common Stock Tax liability -$268K -8.43K -2.93% $31.78 280K Feb 21, 2023 Direct F4
holding FET Common Stock 14K Feb 18, 2023 See Footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FET Phantom Stock Units Options Exercise $0 -16.5K -50% $0.00 16.5K Feb 18, 2023 Common Stock 16.5K Direct F1
transaction FET Phantom Stock Units Options Exercise $0 -11.2K -50% $0.00 11.2K Feb 19, 2023 Phantom Stock Units 11.2K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.
F2 These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 19, 2021.
F3 Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.
F4 These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020.
F5 These shares are held in a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.