Wayne Cohen - Nov 22, 2021 Form 4 Insider Report for Sculptor Capital Management, Inc. (SCU)

Role
President and COO, Director
Signature
/s/ Wayne Cohen
Stock symbol
SCU
Transactions as of
Nov 22, 2021
Transactions value $
$0
Form type
4
Date filed
11/24/2021, 03:14 PM
Previous filing
Aug 26, 2021
Next filing
Dec 8, 2021
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Award $0 +5 +0.17% $0.00 2.98K Nov 22, 2021 Class A Shares 5 Direct F1, F2, F3
transaction SCU Class A Restricted Share Units Award $0 +173 +1.46% $0.00 12K Nov 22, 2021 Class A Shares 173 Direct F1, F2, F4
transaction SCU Class A Restricted Share Units Award $0 +443 +1.46% $0.00 30.7K Nov 22, 2021 Class A Shares 443 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F2 The Class A Restricted Share Units are dividend equivalents accrued on outstanding Class A Restricted Share Units.
F3 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2022.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022 and January 1, 2023.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2022, January 1, 2023 and January 1, 2024.