Wayne Cohen - 01 Jan 2022 Form 4 Insider Report for Sculptor Capital Management, Inc.

Role
President and COO, Director
Signature
/s/ Wayne Cohen
Issuer symbol
N/A
Transactions as of
01 Jan 2022
Net transactions value
-$42,871
Form type
4
Filing time
05 Jan 2022, 05:15:09 UTC
Previous filing
21 Dec 2021
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SCU Class A Shares Options Exercise $0 +10,234 +2.5% $0.000000 423,591 01 Jan 2022 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +6,006 +1.4% $0.000000 429,597 01 Jan 2022 Direct F1, F2
transaction SCU Class A Shares Options Exercise $0 +2,982 +0.69% $0.000000 432,579 01 Jan 2022 Direct F1, F2
transaction SCU Class A Shares Tax liability $42,871 -2,008 -0.46% $21.35 430,571 01 Jan 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SCU Class A Restricted Share Units Options Exercise $0 -10,234 -33% $0.000000 20,467 01 Jan 2022 Class A Shares 10,234 Direct F1, F2, F4
transaction SCU Class A Restricted Share Units Options Exercise $0 -6,006 -50% $0.000000 6,004 01 Jan 2022 Class A Shares 6,006 Direct F1, F2, F5
transaction SCU Class A Restricted Share Units Options Exercise $0 -2,982 -100% $0.000000* 0 01 Jan 2022 Class A Shares 2,982 Direct F1, F2, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount shown represents the vesting of the Class A Restricted Share Units held by the Reporting Person.
F2 Each Class A Restricted Share Unit represents, at the election of the administrator of the applicable plan (currently the Issuer's Compensation Committee), a right to receive one of the Issuer's Class A Shares or the cash value thereof, upon the vesting date.
F3 Represents shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of Class A Restricted Share Units.
F4 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2021. The Class A Restricted Share Units vest, subject to certain limited exceptions, in equal installments on January 1, 2023 and January 1, 2024.
F5 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on January 31, 2020. The remaining Class A Restricted Share Units vest, subject to certain limited exceptions, on January 1, 2023.
F6 The Class A Restricted Share Units relate to Class A Restricted Share Units granted on February 20, 2019.