JAMES W. SIGHT - 27 Apr 2021 Form 3 Insider Report for IMAGEWARE SYSTEMS INC (IWSY)

Role
Director
Signature
/s/ James W. Sight
Issuer symbol
IWSY
Transactions as of
27 Apr 2021
Transactions value $
$0
Form type
3
Filing time
07 May 2021, 20:39:40 UTC
Next filing
14 May 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding IWSY Common Stock 2.8M 27 Apr 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding IWSY Series D Convertible Preferred Stock 27 Apr 2021 Common Stock 1.77M $0.06 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Series D Convertible Preferred Stock ("Series D Preferred") is convertible to Common Stock at the option of the holder at any time, or at the option of ImageWare upon the satisfaction of certain conditions. Series D Preferred does not expire but is subject to certain redemption rights.