HENRY SICIGNANO III - 01 Apr 2021 Form 4 Insider Report for Charlie's Holdings, Inc. (CHUC)

Role
PRESIDENT
Signature
/s/ Henry Sicignano, III
Issuer symbol
CHUC
Transactions as of
01 Apr 2021
Transactions value $
$0
Form type
4
Filing time
13 May 2021, 18:10:50 UTC
Next filing
07 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CHUC Common Stock Award $0 +150M +25% $0.00 750M 01 Apr 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of restricted stock granted in connection with the Reporting Person's appointment as President of the Issuer pursuant to the Issuer's 2019 Omnibus Equity Incentive Plan. 50% of the shares will no longer be subject to forfeiture on April 1, 2022, with the remainder being no longer subject to forfeiture on April 1, 2023, subject to continued employment.