Michael Korenko - Sep 23, 2021 Form 4 Insider Report for VIVOS INC (RDGL)

Role: CEO AND PRESIDENT, Director
Signature: /s/ Michael K. Korenko
Stock symbol: RDGL
Transactions as of: Sep 23, 2021
Transactions value $: $0
Form type: 4
Date filed: 10/4/2021, 06:13 PM
Previous filing: Aug 10, 2021
Next filing: Dec 8, 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	RDGL	Common Stock	Options Exercise	$6.75K	+150K	+1.49%	$0.05	10.2M	Sep 23, 2021	Direct	F1
transaction	RDGL	Common Stock	Disposed to Issuer	-$6.75K	-58.7K	-0.57%	$0.12	10.2M	Sep 23, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	RDGL	Warrants	Options Exercise	$0	-150K	-100%	$0.00^*	0	Sep 23, 2021	Common Stock	150K	$0.05	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On September 23, 2021, the reporting person exercised a warrant to purchase 150,000 shares of the Issuer's common stock. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 58,696 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 91,304 shares.