Mark L. Smith - 22 Oct 2021 Form 4 Insider Report for First Western Financial Inc (MYFW)

Role
Director
Signature
/s/ Julie A. Courkamp, Attorney-in-Fact
Issuer symbol
MYFW
Transactions as of
22 Oct 2021
Transactions value $
-$187
Form type
4
Filing time
26 Oct 2021, 16:38:28 UTC
Next filing
04 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MYFW Common Stock Options Exercise $101,275 +4,051 +9.06% $25 48,763 22 Oct 2021 Direct
transaction MYFW Common Stock Sale -$101,383 -3,672 -7.53% $27.61 45,091 22 Oct 2021 Direct
transaction MYFW Common Stock Options Exercise $900 +36 +0.08% $25 45,127 26 Oct 2021 Direct
transaction MYFW Common Stock Sale -$977 -34 -0.08% $28.76 45,093 26 Oct 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MYFW Stock Option Right to Buy Options Exercise $0 -4,051 -99.12% $0 36 22 Oct 2021 Common Stock 4,051 $25 Direct F1
transaction MYFW Stock Option Right to Buy Options Exercise $0 -36 -100% $0* 0 26 Oct 2021 Common Stock 36 $25 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.