ROBERT E. GRIFFIN - 31 Dec 2021 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
10%+ Owner
Signature
/s/ Robert E. Griffin
Issuer symbol
ESCA
Transactions as of
31 Dec 2021
Net transactions value
$0
Form type
4
Filing time
03 Jan 2022, 15:10:20 UTC
Next filing
27 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Gift $0 -7,648 -1.2% $0.000000 631,513 31 Dec 2021 Direct F1
holding ESCA Common Stock 300,000 31 Dec 2021 By Spouse's Trust F2
holding ESCA Common Stock 1,326,736 31 Dec 2021 By Family Limited Partnership F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 31, 2021, Mr. Griffin gifted 1,912 shares to each of his four adult children, a total of 7,648 shares.
F2 Mr. Griffin disclaims beneficial ownership in shares held by his spouse's trust, except to the extent of his pecuniary interest therein.
F3 Mr. Griffin disclaims beneficial ownership in shares held by the family limited partnership, except to the extent of his pecuniary interest therein. All shares held by the family limited partnership are also deemed to be beneficially owned by Mr. Patrick Griffin, his son, in Mr. Patrick Griffin's Section 16 reports.