Walter P. Glazer Jr. - 01 Jan 2022 Form 4/A - Amendment Insider Report for ESCALADE INC (ESCA)

Role
CEO & PRESIDENT, Director
Signature
/s/ Walter P. Glazer, Jr.
Issuer symbol
ESCA
Transactions as of
01 Jan 2022
Transactions value $
$0
Form type
4/A - Amendment
Filing time
06 Jan 2022, 17:30:12
Date Of Original Report
03 Jan 2022
Previous filing
19 May 2021
Next filing
07 Mar 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 +54.2K $0.00 54.2K 01 Jan 2022 Common Stock 54.2K Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit (RSU) represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (the "Plan"). Shares will be delivered to the reporting person upon vesting of the applicable RSUs, unless the reporting person defers receipt.
F2 On January 1, 2022, the reporting person was granted 54,152 RSUs under the Plan upon his commencement of full-time employment as Escalade's CEO and President. The RSUs will vest in one third increments on each of January 1, 2023, January 1, 2024, and January 1, 2025.

Remarks:

This amendment is being filed solely to correct an error in footnote 2 as to the number of RSUs granted.