JERROLD DUANE DOTSON - 11 Jan 2022 Form 4 Insider Report for VistaGen Therapeutics, Inc. (VTGN)

Role
VP, CFO AND SECRETARY
Signature
/s/ Jerrold D. Dotson
Issuer symbol
VTGN
Transactions as of
11 Jan 2022
Net transactions value
+$18,750
Form type
4
Filing time
12 Jan 2022, 16:21:47 UTC
Previous filing
03 Jan 2022
Next filing
03 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTGN Common Stock Options Exercise $18,750 +18,750 +25% $1.00* 94,571 11 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTGN Stock Option (Right to Buy) Options Exercise $0 -18,750 -55% $0.000000 15,625 11 Jan 2022 Common Stock 34,375 $1.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 25% of the shares subject to this stock option vested May 23, 2019, with the the remaining shares vesting in 1/36th installments on each monthly anniversary thereafter.