Jonathan Segal - 13 Jan 2022 Form 4 Insider Report for ONE Group Hospitality, Inc. (STKS)

Role: DIRECTOR, BUSINESS DEVELOPMENT, Director, 10%+ Owner
Signature: /s/ Christi Hing, Attorney-in-Fact
Issuer symbol: STKS
Transactions as of: 13 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 13 Jan 2022, 17:47:35 UTC
Previous filing: 17 Aug 2021
Next filing: 03 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STKS	Common Stock	Other	$0	+75,045	+1.8%	$0.000000	4,188,657	13 Jan 2022	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares received by Mr. Segal upon liquidation of The TOG Liquidating Trust (the "Trust"), which was formed in connection with the 2013 merger of a wholly owned subsidiary of the Company, formerly known as Committed Capital Acquisition Corporation, into The ONE Group, LLC ("Predecessor"). Shares of common stock of the Company (the "Trust Shares") were issued to the Trust to be held pending the exercise or expiration of outstanding warrants to purchase equity interests in Predecessor, which warrants were converted in the merger into warrants to purchase beneficial interests in the Trust that would entitle the warrant holder to receive a portion of the Trust Shares. The former equity holders of Predecessor, including Mr. Segal, were entitled to receive a portion (according to their pre-merger equity ownership of Predecessor) of any Trust Shares underlying unexercised warrants that expired.

Content

Shares received by Mr. Segal upon liquidation of The TOG Liquidating Trust (the "Trust"), which was formed in connection with the 2013 merger of a wholly owned subsidiary of the Company, formerly known as Committed Capital Acquisition Corporation, into The ONE Group, LLC ("Predecessor"). Shares of common stock of the Company (the "Trust Shares") were issued to the Trust to be held pending the exercise or expiration of outstanding warrants to purchase equity interests in Predecessor, which warrants were converted in the merger into warrants to purchase beneficial interests in the Trust that would entitle the warrant holder to receive a portion of the Trust Shares. The former equity holders of Predecessor, including Mr. Segal, were entitled to receive a portion (according to their pre-merger equity ownership of Predecessor) of any Trust Shares underlying unexercised warrants that expired.