Greg A. Steffens - Feb 3, 2022 Form 4 Insider Report for SOUTHERN MISSOURI BANCORP, INC. (SMBC)

Role
PRESIDENT/CEO, Director
Signature
/s/ Greg Steffens
Stock symbol
SMBC
Transactions as of
Feb 3, 2022
Transactions value $
$0
Form type
4
Date filed
2/7/2022, 03:58 PM
Next filing
May 3, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBC Common Stock Award $0 +800 +0.37% $0.00 215K Feb 3, 2022 Direct F1
holding SMBC Common Stock 44.9K Feb 3, 2022 401(k) F2
holding SMBC Common Stock 24K Feb 3, 2022 Custodian for Daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMBC Stock Option (Right to Buy) Award $0 +2.5K $0.00 2.5K Feb 3, 2022 Common Stock 2.5K $53.82 Direct F3
holding SMBC Stock Option (Right to Buy) 3.5K Feb 3, 2022 Common Stock $3.5K $37.31 Direct F4
holding SMBC Stock Option (Right to Buy) 3.5K Feb 3, 2022 Common Stock 3.5K $34.35 Direct F5
holding SMBC Stock Option (Right to Buy) 3.5K Feb 3, 2022 Common Stock 3.5K $37.40 Direct F6
holding SMBC Stock Option (Right to Buy) 5K Feb 3, 2022 Common Stock 5K $34.91 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are scheduled to vest over a five-year period beginning February 9, 2023, with up to 20% of the shares vesting on that date and on each of the next four anniversaries of that date based on the extent to which the Company's annualized return on average assets over the 12 calendar quarters ending immediately prior to the applicable vesting date exceeds a threshold level.
F2 Reflects 401(k) contributions that have occurred since the date of the reporting person's last ownership report.
F3 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/3/23. Each remaining installment vests annually thereafter.
F4 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/16/19. Each remaining installment vests annually thereafter.
F5 The options become exercisable in 20% installments over a five year period with the first installment vesting on 1/4/20. Each remaining installment vests annually thereafter.
F6 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/18/21. Each remaining installment vests annually thereafter.
F7 The options become exercisable in 20% installments over a five year period with the first installment vesting on 2/10/22. Each remaining installment vests annually thereafter.