PATRICK F. SMITH - 01 Apr 2022 Form 4 Insider Report for Certara, Inc. (CERT)

Role
PRESIDENT, INTEGRATED DRUG DEV
Signature
/s/ Richard M. Traynor, Attorney-in Fact for Patrick F. Smith
Issuer symbol
CERT
Transactions as of
01 Apr 2022
Net transactions value
-$107,623
Form type
4
Filing time
05 Apr 2022, 16:26:50 UTC
Previous filing
01 Nov 2021
Next filing
09 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CERT Common Stock Tax liability $32,907 -1,532 -1.5% $21.48 101,842 01 Apr 2022 Direct F1, F2
transaction CERT Common Stock Sale $74,716 -3,352 -3.3% $22.29 98,490 04 Apr 2022 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CERT Restricted Stock Units Award $0 +25,939 $0.000000 25,939 01 Apr 2022 Common Stock 25,939 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock units ("RSU") withheld to satisfy tax withholding obligations in connection with the vesting and settlement of 4,884 RSUs, previously granted to the reporting person on April 1, 2021. The remaining two-thirds of the RSUs are scheduled to vest and settle in two equal installments on April 1, 2023 and April 1, 2024.
F2 The total reported in Column 5 includes 88,443 shares of common stock and 13,399 RSUs, each of which was previously reported in Table 1 of Form 4. Does not include 25,939 newly-awarded RSUs which are reported in Table II.
F3 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 11, 2021.
F4 The total reported in Column 5 includes 85,091 shares of common stock and 13,399 RSUs, each of which was previously reported in Table 1 of Form 4. Does not include 25,939 newly-awarded RSUs which are reported in Table II.
F5 Each RSU is granted under the Certara, Inc. 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent thereof. The reporting person has reported prior awards of RSUs in Table 1 of Form 4.
F6 The RSUs will vest and settle in three equal installments on April 1, 2023, April 1, 2024 and April 1, 2025.