John William Swann III - 20 Jul 2022 Form 4 Insider Report for SPX CORP (SPXC)

Role
PRES., HEATING AND LOCATION &
Signature
/s/ John Nukin, Attorney-in-Fact
Issuer symbol
SPXC
Transactions as of
20 Jul 2022
Net transactions value
-$341,359
Form type
4
Filing time
22 Jul 2022, 16:30:41 UTC
Previous filing
28 Jun 2022
Next filing
22 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPXC Common Stock Options Exercise $68,116 +5,511 +6.6% $12.36* 88,983 20 Jul 2022 Direct F1
transaction SPXC Common Stock Options Exercise $105,600 +3,854 +4.3% $27.40 92,837 20 Jul 2022 Direct F1
transaction SPXC Common Stock Sale $515,075 -9,365 -10% $55.00 83,472 20 Jul 2022 Direct F1, F2
holding SPXC Common Stock 3,845 20 Jul 2022 401 (k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPXC Employee stock option to purchase common stock Options Exercise $0 -5,511 -100% $0.000000* 0 20 Jul 2022 Common Stock 5,511 $12.36 Direct F3
transaction SPXC Employee stock option to purchase common stock Options Exercise $0 -3,854 -100% $0.000000* 0 20 Jul 2022 Common Stock 3,854 $27.40 Direct F4
holding SPXC Employee stock option to purchase common stock 12,361 20 Jul 2022 Common Stock 12,361 $32.69 Direct F5
holding SPXC Employee stock option to purchase common stock 13,556 20 Jul 2022 Common Stock 13,556 $36.51 Direct F6
holding SPXC Employee stock option to purchase common stock 10,552 20 Jul 2022 Common Stock 10,552 $50.09 Direct F7
holding SPXC Employee stock option to purchase common stock 8,101 20 Jul 2022 Common Stock 8,101 $58.34 Direct F8
holding SPXC Employee stock option to purchase common stock 8,641 20 Jul 2022 Common Stock 8,641 $48.97 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes unvested restricted stock units.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2021.
F3 Vested as to 100% of the shares on the third anniversary of the grant date.
F4 Vests in three equal installments beginning on March 1, 2018.
F5 Vests in three equal installments beginning on February 22, 2019.
F6 Vests in three equal installments beginning on February 21, 2020.
F7 Vests in three equal installments beginning on February 20, 2021.
F8 Vests in three equal installments beginning on March 1, 2022.
F9 Vests in three equal installments beginning on March 1, 2023.