Joseph B. Zanco - Sep 1, 2022 Form 4/A - Amendment Insider Report for Catalyst Bancorp, Inc. (CLST)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Jutta Codori by P.O.A. for Joseph B. Zanco
Stock symbol
CLST
Transactions as of
Sep 1, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
9/8/2022, 03:14 PM
Date Of Original Report
Sep 2, 2022
Previous filing
Oct 14, 2021
Next filing
May 5, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLST Common Stock Award $0 -21.2K -40.44% $0.00 31.2K Sep 1, 2022 Direct F1
holding CLST Common Stock 15K Sep 1, 2022 By Spouse
holding CLST Common Stock 357 Sep 1, 2022 By 401(k) Plan F2, F3
holding CLST Common Stock 622 Sep 1, 2022 By ESOP F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLST Stock Option (Right to Buy) Award $0 +52.9K $0.00 52.9K Sep 1, 2022 Common Stock 52.9K $13.30 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of shares pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F2 The reporting person is amending this Form 4 solely to include the shares held in the 401(k) Plan and ESOP which were inadvertently omitted from the original filing.
F3 Includes shares acquired in the Catalyst Bank 401(k) Plan since the last filed Form 4, based on a report dated August 31, 2022.
F4 Includes shares allocated to the reporting person's account in the ESOP since the last filed Form 4.
F5 The options vest at a rate of 20% per year commencing on September 1, 2023.