ANTHONY P. BAZAN - 29 Aug 2022 Form 3 Insider Report for UPEXI, INC. (UPXI)

Role
Chief Operations Officer
Signature
/s/ Clint J. Gage , Attorney-in-Fact
Issuer symbol
UPXI
Transactions as of
29 Aug 2022
Net transactions value
$0
Form type
3
Filing time
08 Sep 2022, 16:49:13 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding UPXI Employee Stock Option (right to buy) 29 Aug 2022 Common Stock 275,000 $4.60 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option was granted on 8/17/2022 and is exercisable in three annual installments. The first installment becomes exercisable for 137,500 shares on August 17, 2023, and the next two installments become exercisable for 68,750 shares respectively on August 17, 2024 and August 17, 2025.