Armando Pimentel Jr - 28 Oct 2022 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Armando Pimentel, Jr.
Issuer symbol
AMP
Transactions as of
28 Oct 2022
Net transactions value
+$116,082
Form type
4
Filing time
01 Nov 2022, 18:30:57 UTC
Previous filing
15 Sep 2022
Next filing
15 Feb 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Annual) Award $116,082 +372 $312.17 372 28 Oct 2022 Common Stock 372 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The grant is a pro rata annual equity grant made as a result of the reporting person becoming a director effective as of September 15, 2022.
F2 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3 Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.