JOHN RITOTA - 14 Nov 2022 Form 4 Insider Report for ALPHA PRO TECH LTD (APT)

Role
Director
Signature
/s/ Dr. John Ritota
Issuer symbol
APT
Transactions as of
14 Nov 2022
Transactions value $
-$20,750
Form type
4
Filing time
16 Nov 2022, 14:13:45 UTC
Previous filing
27 Sep 2022
Next filing
03 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction APT Common Stock Options Exercise $19.5K +5K +15.89% $3.90 36.5K 14 Nov 2022 Direct F1
transaction APT Common Stock Sale -$20.8K -5K -13.71% $4.15 31.5K 14 Nov 2022 Direct
holding APT Common Stock 15K 14 Nov 2022 by spouse, Dr.Ritota disclaims beneficial ownership
holding APT Common Stock $5K 14 Nov 2022 by daughter, Dr. Ritota disclaims beneficial ownership

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction APT options Options Exercise -$19.5K -5K -12.53% $3.90 34.9K 14 Nov 2022 common stock 5K $3.90 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of time-based restricted stock granted under the Alpha Pro Tech, Ltd. 2020 Omnibus Plan (the "Plan") that will vest in full on the first anniversary of the grant date, subject to the terms of the Plan and the applicable award agreement