Patrick W. Smith - 17 Jan 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Role
CHIEF EXECUTIVE OFFICER, Director
Signature
/s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
17 Jan 2023
Net transactions value
+$12,800,406
Form type
4
Filing time
19 Jan 2023, 19:15:16 UTC
Previous filing
02 Dec 2021
Next filing
24 Jan 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $21,721,896 +117,753 +5.3% $184.47 2,326,233 17 Jan 2023 Direct
transaction AXON Common Stock Sale $10,019,514 -54,057 -2.3% $185.35 2,272,176 17 Jan 2023 Direct F1, F2
transaction AXON Common Stock Sale $585,896 -3,142 -0.14% $186.47 2,269,034 17 Jan 2023 Direct F1, F3
transaction AXON Common Stock Sale $1,051,331 -5,638 -0.25% $186.47 2,263,396 17 Jan 2023 Direct F3, F4
transaction AXON Common Stock Sale $1,173,948 -6,262 -0.28% $187.47 2,257,134 17 Jan 2023 Direct F4, F5
transaction AXON Common Stock Sale $451,934 -2,400 -0.11% $188.31 2,254,734 17 Jan 2023 Direct F4, F6
transaction AXON Common Stock Options Exercise $10,977,940 +60,229 +2.7% $182.27 2,314,963 18 Jan 2023 Direct
transaction AXON Common Stock Sale $1,731,451 -9,336 -0.4% $185.46 2,305,627 18 Jan 2023 Direct F1, F2
transaction AXON Common Stock Sale $1,182,316 -6,336 -0.27% $186.60 2,299,291 18 Jan 2023 Direct F1, F7
transaction AXON Common Stock Sale $2,495,608 -13,314 -0.58% $187.44 2,285,977 18 Jan 2023 Direct F1, F8
transaction AXON Common Stock Sale $833,556 -4,447 -0.19% $187.44 2,281,530 18 Jan 2023 Direct F4, F8
transaction AXON Common Stock Sale $527,187 -2,800 -0.12% $188.28 2,278,730 18 Jan 2023 Direct F4, F9
transaction AXON Common Stock Options Exercise $393,888 +2,140 +0.09% $184.06 2,280,870 19 Jan 2023 Direct
transaction AXON Common Stock Sale $192,462 -1,040 -0.05% $185.06 2,279,830 19 Jan 2023 Direct F1, F10
transaction AXON Common Stock Sale $48,116 -260 -0.01% $185.06 2,279,570 19 Jan 2023 Direct F4, F10

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -117,753 -8.6% $0.000000 1,259,228 17 Jan 2023 Common Stock 117,753 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -60,229 -4.8% $0.000000 1,198,999 18 Jan 2023 Common Stock 60,229 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -2,140 -0.18% $0.000000 1,196,859 19 Jan 2023 Common Stock 2,140 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $186.00 to $186.96. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F5 The transaction was executed in multiple trades at prices ranging from $187.00 to $187.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $188.15 to $189.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $186.00 to $186.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $187.01 to $187.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $188.05 to $188.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 The transaction was executed in multiple trades at prices ranging from $185.00 to $185.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.