David Moradi - 20 Jan 2023 Form 4 Insider Report for AUDIOEYE INC (AEYE)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ James Spolar, Attorney-in-Fact
Issuer symbol
AEYE
Transactions as of
20 Jan 2023
Transactions value $
-$112,695
Form type
4
Filing time
24 Jan 2023, 16:24:49 UTC
Previous filing
24 May 2022
Next filing
17 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEYE Common Stock Tax liability -$113K -29.3K -3.29% $3.84 863K 20 Jan 2023 Direct F1
holding AEYE Common Stock 2.86M 20 Jan 2023 Through Sero Capital LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists entirely of shares of stock withheld by the issuer to satisfy the reporting person's tax withholding obligation upon the vesting of restricted stock units.
F2 Securities of the Issuer held directly by Sero Capital LLC ("Sero Capital"). David Moradi is the Managing Partner of Sero Capital and may be deemed to direct all voting and investment decisions made by Sero Capital.