Patrick W. Smith - 25 Jan 2023 Form 4 Insider Report for AXON ENTERPRISE, INC. (AXON)

Signature
/s/ Patrick W. Smith, by Isaiah Fields, Attorney-in-Fact
Issuer symbol
AXON
Transactions as of
25 Jan 2023
Net transactions value
+$40,984,361
Form type
4
Filing time
27 Jan 2023, 17:55:11 UTC
Previous filing
24 Jan 2023
Next filing
13 Mar 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AXON Common Stock Options Exercise $30,355,792 +157,955 +6.2% $192.18 2,695,649 25 Jan 2023 Direct
transaction AXON Common Stock Sale $890,232 -4,803 -0.18% $185.35 2,690,846 25 Jan 2023 Direct F1, F2
transaction AXON Common Stock Sale $758,295 -4,072 -0.15% $186.22 2,686,774 25 Jan 2023 Direct F1, F3
transaction AXON Common Stock Sale $1,880,291 -10,026 -0.37% $187.54 2,676,748 25 Jan 2023 Direct F1, F4
transaction AXON Common Stock Sale $1,784,440 -9,455 -0.35% $188.73 2,667,293 25 Jan 2023 Direct F1, F5
transaction AXON Common Stock Sale $3,566,545 -18,833 -0.71% $189.38 2,648,460 25 Jan 2023 Direct F1, F6
transaction AXON Common Stock Sale $2,120,647 -11,114 -0.42% $190.81 2,637,346 25 Jan 2023 Direct F1, F7
transaction AXON Common Stock Sale $2,733,647 -14,242 -0.54% $191.94 2,623,104 25 Jan 2023 Direct F1, F8
transaction AXON Common Stock Sale $840,265 -4,367 -0.17% $192.41 2,618,737 25 Jan 2023 Direct F1, F9
transaction AXON Common Stock Sale $3,699,704 -19,228 -0.73% $192.41 2,599,509 25 Jan 2023 Direct F9, F10
transaction AXON Common Stock Options Exercise $42,279,712 +219,829 +8.5% $192.33 2,819,338 26 Jan 2023 Direct
transaction AXON Common Stock Sale $2,063,101 -11,021 -0.39% $187.20 2,808,317 26 Jan 2023 Direct F1, F11
transaction AXON Common Stock Sale $2,280,170 -12,106 -0.43% $188.35 2,796,211 26 Jan 2023 Direct F1, F12
transaction AXON Common Stock Sale $2,826,491 -14,919 -0.53% $189.46 2,781,292 26 Jan 2023 Direct F1, F13
transaction AXON Common Stock Sale $5,830,438 -30,644 -1.1% $190.26 2,750,648 26 Jan 2023 Direct F1, F14
transaction AXON Common Stock Sale $7,316,670 -38,257 -1.4% $191.25 2,712,391 26 Jan 2023 Direct F1, F15
transaction AXON Common Stock Sale $52,976 -277 -0.01% $191.25 2,712,114 26 Jan 2023 Direct F10, F15
transaction AXON Common Stock Sale $4,286,227 -22,306 -0.82% $192.16 2,689,808 26 Jan 2023 Direct F10, F16
transaction AXON Common Stock Sale $553,975 -2,864 -0.11% $193.43 2,686,944 26 Jan 2023 Direct F10, F17
transaction AXON Common Stock Sale $250,799 -1,290 -0.05% $194.42 2,685,654 26 Jan 2023 Direct F10, F18
transaction AXON Common Stock Options Exercise $30,480,169 +159,074 +5.9% $191.61 2,844,728 27 Jan 2023 Direct
transaction AXON Common Stock Sale $4,224,941 -22,326 -0.78% $189.24 2,822,402 27 Jan 2023 Direct F1, F19
transaction AXON Common Stock Sale $8,764,465 -46,086 -1.6% $190.18 2,776,316 27 Jan 2023 Direct F1, F20
transaction AXON Common Stock Sale $1,690,981 -8,848 -0.32% $191.11 2,767,468 27 Jan 2023 Direct F1, F21
transaction AXON Common Stock Sale $777,836 -4,070 -0.15% $191.11 2,763,398 27 Jan 2023 Direct F10, F21
transaction AXON Common Stock Sale $1,551,040 -8,061 -0.29% $192.41 2,755,337 27 Jan 2023 Direct F10, F22
transaction AXON Common Stock Sale $1,387,136 -7,184 -0.26% $193.09 2,748,153 27 Jan 2023 Direct F10, F23

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AXON Employee Stock Option Options Exercise $0 -12,429 -2.3% $0.000000 530,488 25 Jan 2023 Common Stock 12,429 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -145,526 -27% $0.000000 384,962 25 Jan 2023 Common Stock 145,526 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -219,829 -57% $0.000000 165,133 26 Jan 2023 Common Stock 219,829 $28.58 Direct
transaction AXON Employee Stock Option Options Exercise $0 -159,074 -96% $0.000000 6,059 27 Jan 2023 Common Stock 159,074 $28.58 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period.
F2 The transaction was executed in multiple trades at prices ranging from $185.00 to $185.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3 The transaction was executed in multiple trades at prices ranging from $186.01 to $187.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The transaction was executed in multiple trades at prices ranging from $187.01 to $188.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5 The transaction was executed in multiple trades at prices ranging from $188.10 to $189.09. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6 The transaction was executed in multiple trades at prices ranging from $189.10 to $190.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7 The transaction was executed in multiple trades at prices ranging from $190.14 to $191.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F8 The transaction was executed in multiple trades at prices ranging from $191.15 to $192.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F9 The transaction was executed in multiple trades at prices ranging from $192.15 to $193.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F10 This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
F11 The transaction was executed in multiple trades at prices ranging from $186.70 to $187.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F12 The transaction was executed in multiple trades at prices ranging from $187.80 to $188.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F13 The transaction was executed in multiple trades at prices ranging from $188.80 to $189.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F14 The transaction was executed in multiple trades at prices ranging from $189.80 to $190.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F15 The transaction was executed in multiple trades at prices ranging from $190.80 to $191.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F16 The transaction was executed in multiple trades at prices ranging from $191.83 to $192.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F17 The transaction was executed in multiple trades at prices ranging from $193.00 to $193.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F18 The transaction was executed in multiple trades at prices ranging from $194.07 to $194.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F19 The transaction was executed in multiple trades at prices ranging from $188.74 to $189.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F20 The transaction was executed in multiple trades at prices ranging from $189.78 to $190.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F21 The transaction was executed in multiple trades at prices ranging from $190.78 to $191.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F22 The transaction was executed in multiple trades at prices ranging from $191.82 to $192.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F23 The transaction was executed in multiple trades at prices ranging from $192.82 to $193.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.