JAMES M. CRACCHIOLO - 07 Feb 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
CHAIRMAN AND CEO, Director
Signature
/s/ Wendy B. Mahling for James M. Cracchiolo
Issuer symbol
AMP
Transactions as of
07 Feb 2023
Transactions value $
-$13,851,712
Form type
4
Filing time
09 Feb 2023, 16:13:41 UTC
Previous filing
02 Feb 2023
Next filing
14 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Sale -$2.36M -6.74K -3.43% $350.54 190K 07 Feb 2023 Direct F1
transaction AMP Common Stock Sale -$5.49M -15.6K -8.22% $351.95 174K 07 Feb 2023 Direct F2
transaction AMP Common Stock Sale -$6M -17K -9.76% $352.80 157K 07 Feb 2023 Direct F3
holding AMP Common Stock 1.66K 07 Feb 2023 By 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of 6,743 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2023 with sale prices ranging from $350.3326 to $350.6896 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2 Reflects the weighted average price of 15,600 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2023 with sale prices ranging from $351.4529 to $352.3081 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3 Reflects the weighted average price of 17,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2023 with sale prices ranging from $352.6741 to $353.2693 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 7, 2023. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.