| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMBC | Common | Small acquisition under Rule 16a-6 | $551 | +11 | $50.11 | 11 | 02 Nov 2022 | Direct | ||
| transaction | SMBC | Common | Small acquisition under Rule 16a-6 | $546 | +10 | +91% | $54.61 | 21 | 01 Dec 2022 | Direct | |
| transaction | SMBC | Common | Award | $0 | +500 | +2381% | $0.000000 | 521 | 21 Feb 2023 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | SMBC | Common | Award | $0 | +7,500 | $0.000000 | 7,500 | 21 Feb 2023 | Common | 7,500 | $46.94 | Direct | F2 |
| Id | Content |
|---|---|
| F1 | Grant of restricted stock. The shares are scheduled to vest over a five-year period beginning February 9, 2024, with 20% of the shares vesting on that date and on each of the next four anniversaries of that date. |
| F2 | The options become exercisable in 20% installments over a five-year period with the first installment vesting on February 21, 2024. Each remaining installment vests annually. |