David S. Graziosi - 28 Feb 2023 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
PRESIDENT AND CEO, Director
Signature
/s/ Eric C. Scroggins, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
28 Feb 2023
Transactions value $
-$2,927,141
Form type
4
Filing time
02 Mar 2023, 15:15:43 UTC
Previous filing
27 Feb 2023
Next filing
06 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $169K +5.27K +2.38% $32.13 227K 28 Feb 2023 Direct
transaction ALSN Common Stock Sale -$411K -8.63K -3.81% $47.61 218K 28 Feb 2023 Direct F1
transaction ALSN Common Stock Options Exercise $431K +13.4K +6.16% $32.13 231K 01 Mar 2023 Direct
transaction ALSN Common Stock Options Exercise $655K +27.8K +12% $23.59 259K 01 Mar 2023 Direct
transaction ALSN Common Stock Options Exercise $639K +17.2K +6.64% $37.11 276K 01 Mar 2023 Direct
transaction ALSN Common Stock Sale -$4.41M -91.5K -33.11% $48.20 185K 01 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -5.27K -28.2% $0.00 13.4K 28 Feb 2023 Common Stock 5.27K $32.13 Direct F3
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -13.4K -100% $0.00* 0 01 Mar 2023 Common Stock 13.4K $32.13 Direct F3
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -27.8K -100% $0.00* 0 01 Mar 2023 Common Stock 27.8K $23.59 Direct F4
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -17.2K -67.07% $0.00 8.45K 01 Mar 2023 Common Stock 17.2K $37.11 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $47.6000 to $47.6950. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $48.0000 to $48.5529. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The options vested on February 19, 2018.
F4 The options vested on February 17, 2019.
F5 The options vested on February 22, 2020.