Stephen Neeleman - 29 Mar 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
FOUNDER AND VICE CHAIRMAN, Director
Signature
/s/ Steve Neeleman
Issuer symbol
HQY
Transactions as of
29 Mar 2023
Net transactions value
$0
Form type
4
Filing time
31 Mar 2023, 16:17:15 UTC
Previous filing
29 Dec 2022
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Award $0 +15,006 +29% $0.000000 66,774 29 Mar 2023 Direct F1
transaction HQY Common Stock Award $0 +13,057 +20% $0.000000 79,831 29 Mar 2023 Direct F2
holding HQY Common Stock 203,000 29 Mar 2023 See footnote F3
holding HQY Common Stock 568,735 29 Mar 2023 See footnote F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 140,000 29 Mar 2023 Common Stock 140,000 $14.00 Direct F5
holding HQY Stock Option (right to buy) 19,897 29 Mar 2023 Common Stock 19,897 $41.28 Direct F5
holding HQY Stock Options (right to buy) 14,228 29 Mar 2023 Common Stock 14,228 $61.72 Direct F5
holding HQY Stock Options (right to buy) 15,337 29 Mar 2023 Common Stock 15,337 $73.61 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Shares vest as to 25% of the initial award on April 1, 2024. Shares shall vest as to 6.25% thereafter on the first day of each calendar quarter for the twelve calendar quarters following April 1, 2024.
F2 Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vested as to 13,057 shares on March 29, 2023.
F3 Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F4 Shares held of record by the Stephen and Christine Neeleman Trust.
F5 The option is immediately exercisable.