| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Options Exercise | $25,181,552 | +116,135 | +4.1% | $216.83 | 2,914,836 | 29 Mar 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | $11,931,700 | -54,913 | -1.9% | $217.28 | 2,859,923 | 29 Mar 2023 | Direct | F1, F2 |
| transaction | AXON | Common Stock | Sale | $2,982,871 | -13,728 | -0.48% | $217.28 | 2,846,195 | 29 Mar 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Options Exercise | $19,649,384 | +90,259 | +3.2% | $217.70 | 2,936,454 | 30 Mar 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | $4,544,952 | -20,963 | -0.71% | $216.81 | 2,915,491 | 30 Mar 2023 | Direct | F1, F2, F4 |
| transaction | AXON | Common Stock | Sale | $4,741,018 | -21,782 | -0.75% | $217.66 | 2,893,709 | 30 Mar 2023 | Direct | F1, F2, F5 |
| transaction | AXON | Common Stock | Sale | $2,037,928 | -9,363 | -0.32% | $217.66 | 2,884,346 | 30 Mar 2023 | Direct | F1, F3, F5 |
| transaction | AXON | Common Stock | Sale | $179,066 | -820 | -0.03% | $218.37 | 2,883,526 | 30 Mar 2023 | Direct | F1, F3, F6 |
| transaction | AXON | Common Stock | Sale | $110,308 | -503 | -0.02% | $219.30 | 2,883,023 | 30 Mar 2023 | Direct | F1, F3 |
| transaction | AXON | Common Stock | Options Exercise | $45,032,958 | +200,280 | +6.9% | $224.85 | 3,083,303 | 31 Mar 2023 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | $428,450 | -1,952 | -0.06% | $219.49 | 3,081,351 | 31 Mar 2023 | Direct | F1, F2, F7 |
| transaction | AXON | Common Stock | Sale | $197,184 | -891 | -0.03% | $221.31 | 3,080,460 | 31 Mar 2023 | Direct | F1, F2, F8 |
| transaction | AXON | Common Stock | Sale | $3,912,535 | -17,620 | -0.57% | $222.05 | 3,062,840 | 31 Mar 2023 | Direct | F1, F2, F9 |
| transaction | AXON | Common Stock | Sale | $3,400,208 | -15,239 | -0.5% | $223.13 | 3,047,601 | 31 Mar 2023 | Direct | F1, F2, F10 |
| transaction | AXON | Common Stock | Sale | $2,140,968 | -9,547 | -0.31% | $224.26 | 3,038,054 | 31 Mar 2023 | Direct | F1, F2, F11 |
| transaction | AXON | Common Stock | Sale | $9,751,484 | -43,356 | -1.4% | $224.92 | 2,994,698 | 31 Mar 2023 | Direct | F1, F2, F12 |
| transaction | AXON | Common Stock | Sale | $1,318,977 | -5,832 | -0.19% | $226.16 | 2,988,866 | 31 Mar 2023 | Direct | F1, F2, F13 |
| transaction | AXON | Common Stock | Sale | $755,381 | -3,340 | -0.11% | $226.16 | 2,985,526 | 31 Mar 2023 | Direct | F1, F3, F13 |
| transaction | AXON | Common Stock | Sale | $625,958 | -2,757 | -0.09% | $227.04 | 2,982,769 | 31 Mar 2023 | Direct | F1, F3, F14 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -116,135 | -28% | $0.000000 | 296,473 | 29 Mar 2023 | Common Stock | 116,135 | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -90,259 | -30% | $0.000000 | 206,214 | 30 Mar 2023 | Common Stock | 90,259 | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -200,280 | -97% | $0.000000 | 5,934 | 31 Mar 2023 | Common Stock | 200,280 | $28.58 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2022. |
| F2 | Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 plan. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. |
| F3 | This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. |
| F4 | The transaction was executed in multiple trades at prices ranging from $216.25 to $217.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $217.25 to $218.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $218.25 to $219.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $218.88 to $219.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $220.62 to $221.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $221.62 to $222.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | The transaction was executed in multiple trades at prices ranging from $222.63 to $223.62. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F11 | The transaction was executed in multiple trades at prices ranging from $223.64 to $224.63. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F12 | The transaction was executed in multiple trades at prices ranging from $224.64 to $225.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F13 | The transaction was executed in multiple trades at prices ranging from $225.70 to $226.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F14 | The transaction was executed in multiple trades at prices ranging from $226.72 to $227.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |