Robert F. Sharpe JR - Apr 26, 2023 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
Director
Signature
/s/ Wendy B. Mahling for Robert F. Sharpe Jr.
Stock symbol
AMP
Transactions as of
Apr 26, 2023
Transactions value $
$0
Form type
4
Date filed
4/28/2023, 04:18 PM
Previous filing
Nov 21, 2022
Next filing
Aug 1, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Gift $0 -75 -2.03% $0.00 3.63K Apr 27, 2023 Direct F1
holding AMP Common Stock 16.5K Apr 26, 2023 By Trust for Family Member
holding AMP Common Stock 1.65K Apr 26, 2023 By Irrev Trust for Family Member
holding AMP Common Stock 1.18K Apr 26, 2023 By Reporting Person's Rev Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock (Annual) Award $0 +650 +1.78% $0.00 37.2K Apr 26, 2023 Common Stock 650 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc.
F2 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F3 Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.