Kirk E. Kleiser - Sep 1, 2022 Form 4/A - Amendment Insider Report for Catalyst Bancorp, Inc. (CLST)

Role
Director
Signature
/s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
Stock symbol
CLST
Transactions as of
Sep 1, 2022
Transactions value $
$0
Form type
4/A - Amendment
Date filed
5/9/2023, 04:13 PM
Date Of Original Report
Sep 2, 2022
Previous filing
May 9, 2023
Next filing
May 9, 2023
SEC
View on sec.gov

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLST Stock Option (Right to Buy) Award $0 +21.2K $0.00 21.2K Sep 1, 2022 Common Stock 21.2K $13.30 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the grant of shares pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F2 The reporting person is amending this Form 4 solely to correct the ownership of shares.
F3 The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F4 The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F5 The 5,000 shares are held by the K Kleiser LLC o which the reporting person is the sole member.
F6 The options vest at a rate of 20% per year commencing on September 1, 2023.