Kirk E. Kleiser - Sep 1, 2022 Form 4/A - Amendment Insider Report for Catalyst Bancorp, Inc. (CLST)

Role: Director
Signature: /s/ Jutta Codori by P.O.A. for Kirk E. Kleiser
Stock symbol: CLST
Transactions as of: Sep 1, 2022
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 5/9/2023, 04:13 PM
Date Of Original Report: Sep 2, 2022
Previous filing: May 9, 2023
Next filing: May 9, 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CLST	Common Stock	Award	$0	+8.46K	+56.43%	$0.00	23.5K	Sep 1, 2022	Direct	F1, F2
holding	CLST	Common Stock						1K	Sep 1, 2022	By LLC	F3
holding	CLST	Common Stock						2.5K	Sep 1, 2022	By Corporation	F4
holding	CLST	Common Stock						1.2K	Sep 1, 2022	By Spouse in IRA
holding	CLST	Common Stock						5K	Sep 1, 2022	By LLC	F5
holding	CLST	Common Stock						2K	Sep 1, 2022	By IRA	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CLST	Stock Option (Right to Buy)	Award	$0	+21.2K		$0.00	21.2K	Sep 1, 2022	Common Stock	21.2K	$13.30	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents the grant of shares pursuant to the Issuer's 2022 Recognition and Retention Plan and Trust Agreement that vest 20% per year commencing on September 1, 2023.
F2	The reporting person is amending this Form 4 solely to correct the ownership of shares.
F3	The 1,000 shares are held by the K&G On the GEAUX LLC of which the reporting person is a senior managing member and 90% owner.
F4	The 2,500 shares are held by Kleiser Enterprises, Inc. of which the reporting person is a senior managing member and 90% owner.
F5	The 5,000 shares are held by the K Kleiser LLC o which the reporting person is the sole member.
F6	The options vest at a rate of 20% per year commencing on September 1, 2023.