Soo il Benjamin Yi - 01 Jun 2023 Form 4 Insider Report for Riot Platforms, Inc. (RIOT)

Role
EXECUTIVE CHAIRMAN, Director
Signature
/s/ Alexander K. Travis, Attorney-in-Fact for Benjamin Yi
Issuer symbol
RIOT
Transactions as of
01 Jun 2023
Transactions value $
-$9,026,229
Form type
4
Filing time
05 Jun 2023, 21:37:15 UTC
Previous filing
29 Sep 2022
Next filing
17 Jul 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RIOT Common Stock Sale -$3.3M -275K -7.65% $12.02 3.32M 01 Jun 2023 Direct F1
transaction RIOT Common Stock Sale -$5.1M -436K -13.14% $11.70 2.88M 02 Jun 2023 Direct F2
transaction RIOT Common Stock Sale -$625K -50.1K -1.74% $12.49 2.83M 02 Jun 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.02 to $12.08, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
F2 The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $11.38 to $12.37, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.
F3 The shares were sold on the indicated date in a series of multiple transactions at prices ranging from $12.38 to $12.69, inclusive, per share. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transactions were effected.