Thomas William Burns - 19 Jul 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Signature
Diana Scherer, Attorney-in-Fact
Issuer symbol
GKOS
Transactions as of
19 Jul 2023
Transactions value $
-$14,547
Form type
4
Filing time
21 Jul 2023, 16:23:13 UTC
Previous filing
18 Jul 2023
Next filing
03 Aug 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $1,455 +200 +0.03% $7.28* 674,163 19 Jul 2023 Direct F1
transaction GKOS Common Stock Sale -$16,002 -200 -0.03% $80.01 673,963 19 Jul 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -200 -0.05% $0 369,800 19 Jul 2023 Common Stock 200 $7.28 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 55,926 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2 This trade was made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices, with respect to stock options that expire in 2024.
F3 This option was granted on July 10, 2014 and had a four-year vesting schedule in which 25% vested on the first anniversary of the grant date and the remainder vested in equal monthly installments for 36 months thereafter, such that the stock option vested in full on the four-year anniversary of the grant date.