Gilbert H. Kliman - 04 Aug 2023 Form 4 Insider Report for GLAUKOS Corp (GKOS)

Role
Director
Signature
Diana Scherer, Attorney-in-Fact
Issuer symbol
GKOS
Transactions as of
04 Aug 2023
Net transactions value
-$672,850
Form type
4
Filing time
08 Aug 2023, 16:54:51 UTC
Previous filing
16 Jun 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GKOS Common Stock Options Exercise $72,750 +10,000 +34% $7.28* 39,725 04 Aug 2023 Direct F1
transaction GKOS Common Stock Sale $745,600 -10,000 -25% $74.56 29,725 04 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GKOS Stock Option (Right to Buy) Options Exercise $0 -10,000 -100% $0.000000* 0 04 Aug 2023 Common Stock 10,000 $7.28 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 4,802 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F2 This option was granted on July 10, 2014 and had a three-year vesting schedule in which one-third vested on each of the first three anniversaries of the grant date.