Loren A. Unterseher - 26 Dec 2023 Form 4 Insider Report for SkyWater Technology, Inc (SKYT)

Role
Director, 10%+ Owner
Signature
/s/ Loren A. Unterseher
Issuer symbol
SKYT
Transactions as of
26 Dec 2023
Net transactions value
$0
Form type
4
Filing time
28 Dec 2023, 21:44:12 UTC
Previous filing
12 Dec 2023
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SKYT Common Stock Other $0 -550,000 -3.8% $0.000000 13,897,282 26 Dec 2023 Direct F1, F2
transaction SKYT Common Stock Other $0 +544,500 +18150000% $0.000000 544,503 26 Dec 2023 Direct F1, F3
transaction SKYT Common Stock Other $0 +5,500 $0.000000 5,500 26 Dec 2023 By revocable trust F1
transaction SKYT Common Stock Other $0 -544,500 -100% $0.000000 3 26 Dec 2023 Direct F3, F4
transaction SKYT Common Stock Other $0 +438,951 +7981% $0.000000 444,451 26 Dec 2023 By revocable trust F4
transaction SKYT Common Stock Other $0 +21,629 +12% $0.000000 203,670 26 Dec 2023 By family irrevocable trust F4
transaction SKYT Common Stock Other $0 +19,619 +12% $0.000000 184,891 26 Dec 2023 By trust for benefit of son F4
transaction SKYT Common Stock Other $0 +19,619 +12% $0.000000 184,891 26 Dec 2023 By trust for benefit of son F4
transaction SKYT Common Stock Other $0 +19,619 +12% $0.000000 184,890 26 Dec 2023 By trust for benefit of daughter F4
transaction SKYT Common Stock Other $0 +19,619 +12% $0.000000 184,890 26 Dec 2023 By trust for benefit of daughter F4
transaction SKYT Common Stock Other $0 +5,445 +12% $0.000000 50,904 26 Dec 2023 By spouse F4
transaction SKYT Common Stock Gift $0 -55,000 -12% $0.000000 389,451 26 Dec 2023 By revocable trust
transaction SKYT Common Stock Gift $0 -160,000 -41% $0.000000 229,451 27 Dec 2023 By revocable trust F5
transaction SKYT Common Stock Gift $0 +160,000 +79% $0.000000 363,670 27 Dec 2023 By family irrevocable trust F5
holding SKYT Common Stock 32,150 26 Dec 2023 Direct F6
holding SKYT Common Stock 3,710,610 26 Dec 2023 By 2023 grantor retained annuity trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pro rata distribution from CMI Oxbow Partners, LLC ("CMI") to its members for no consideration.
F2 Mr. Unterseher is President of CMI Oxbow Partners, LLC ("CMI") and Managing Partner of Oxbow Industries, LLC ("Oxbow"), which is the majority member of CMI. CMI directly holds the shares of Common Stock reported in Column 5. As a result, he may be deemed to be the beneficial owner of, and to have a pecuniary interest in, such shares of Common Stock. Mr. Unterseher disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Oxbow directly holds the shares reported in Column 5.
F4 On December 26, 2023, Oxbow distributed all 544,500 shares previously received by pro rata distribution from CMI to its members for no consideration.
F5 Gift of shares from revocable trust to family irrevocable trust.
F6 Shares owned directly by Mr. Unterseher.