Stephen Neeleman - 28 Dec 2023 Form 4 Insider Report for HEALTHEQUITY, INC. (HQY)

Role
FOUNDER AND VICE CHAIRMAN, Director
Signature
/s/ Stephen Neeleman
Issuer symbol
HQY
Transactions as of
28 Dec 2023
Transactions value $
$0
Form type
4
Filing time
02 Jan 2024, 15:55:09 UTC
Previous filing
12 Dec 2023
Next filing
09 Jan 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HQY Common Stock Gift $0 -5,000 -0.89% $0 559,235 28 Dec 2023 See footnote F1
holding HQY Common Stock 72,887 28 Dec 2023 Direct
holding HQY Common Stock 203,000 28 Dec 2023 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HQY Stock Option (right to buy) 70,000 28 Dec 2023 Common Stock 70,000 $14 Direct F3
holding HQY Stock Option (right to buy) 19,897 28 Dec 2023 Common Stock 19,897 $41.28 Direct F3
holding HQY Stock Options (right to buy) 14,228 28 Dec 2023 Common Stock 14,228 $61.72 Direct F3
holding HQY Stock Options (right to buy) 15,337 28 Dec 2023 Common Stock 15,337 $73.61 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held of record by the Stephen and Christine Neeleman Trust.
F2 Shares held of record by Neeleman Family Holdings, LLC ("Family Holdings"), a Utah limited liability company. The reporting person is the manager of Family Holdings. The reporting person disclaims beneficial ownership of the shares held by Family Holdings except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares held by Family Holdings for any other purposes.
F3 The option is immediately exercisable.