THOMAS M. WYNNE - 24 Jan 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Signature
/s/ Thomas M. Wynne by Kenneth Hemm, pursuant to power of attorney dated April 11, 2013
Issuer symbol
ARLP
Transactions as of
24 Jan 2024
Net transactions value
$0
Form type
4
Filing time
26 Jan 2024, 09:54:14 UTC
Previous filing
16 Nov 2023
Next filing
12 Feb 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ARLP Common units 783,254 24 Jan 2024 Direct F1
holding ARLP Common units 324,649 24 Jan 2024 By Wynne Family LP F2
holding ARLP Common units 99,745 24 Jan 2024 By Trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Phantom unit Award +2,970 +3.6% 86,590 24 Jan 2024 Common unit 2,970 Direct F4, F5, F6
transaction ARLP Restricted unit Award +138,610 138,610 24 Jan 2024 Common unit 138,610 Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee.
F2 Units held by Wynne Family LP.
F3 Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust.
F4 1 for 1
F5 The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination.
F6 Not applicable
F7 On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024.