| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ARLP | Common units | 783,254 | 24 Jan 2024 | Direct | F1 | |||||
| holding | ARLP | Common units | 324,649 | 24 Jan 2024 | By Wynne Family LP | F2 | |||||
| holding | ARLP | Common units | 99,745 | 24 Jan 2024 | By Trust | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ARLP | Phantom unit | Award | +2,970 | +3.6% | 86,590 | 24 Jan 2024 | Common unit | 2,970 | Direct | F4, F5, F6 | |||
| transaction | ARLP | Restricted unit | Award | +138,610 | 138,610 | 24 Jan 2024 | Common unit | 138,610 | Direct | F4, F6, F7 |
| Id | Content |
|---|---|
| F1 | Units held by the Thomas M. Wynne Revocable Trust, which Mr. Wynne is trustee. |
| F2 | Units held by Wynne Family LP. |
| F3 | Units held by the Thomas M. Wynne Family Trust. Thomas P. Wynne is the trustee of the trust. |
| F4 | 1 for 1 |
| F5 | The Phantom units are to be settled in ARLP common units upon the reporting person's death or termination. |
| F6 | Not applicable |
| F7 | On January 24, 2024, the Compensation Committee determined that the vesting requirements for grants issued in 2021 under the Long-Term Incentive Plan had been satisfied, and the number of restricted units was finalized. The restricted units vested effective January 1, 2024. |