Gary Wayne Petty Jr - Jan 30, 2024 Form 4 Insider Report for SMARTFINANCIAL INC. (SMBK)

Role
EVP & CHIEF RISK OFFICER
Signature
/s/ Glen Allen, Jr., Attorney-in-Fact
Stock symbol
SMBK
Transactions as of
Jan 30, 2024
Transactions value $
$0
Form type
4
Date filed
2/1/2024, 05:10 PM
Previous filing
Jan 26, 2023
Next filing
Mar 6, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SMBK Common Stock Award $0 +422 +2.44% $0.00 17.7K Jan 30, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SMBK Stock Option 3.75K Jan 30, 2024 Common Stock 3.75K $9.60 Direct
holding SMBK Stock Option 3.59K Jan 30, 2024 Common Stock 3.59K $15.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 30, 2024, the Compensation Committee approved grants of restricted stock, which vest on January 29, 2028.