ROBERT G. SACHSE - 08 Feb 2024 Form 4 Insider Report for ALLIANCE RESOURCE PARTNERS LP (ARLP)

Role
EXECUTIVE VICE PRESIDENT
Signature
/s/ Robert G. Sachse by Kenneth Hemm, pursuant to power of attorney dated April 10, 2013
Issuer symbol
ARLP
Transactions as of
08 Feb 2024
Transactions value $
-$726,515
Form type
4
Filing time
12 Feb 2024, 09:26:00 UTC
Previous filing
26 Jan 2024
Next filing
16 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARLP Common unit Options Exercise +79.2K +32.52% 323K 08 Feb 2024 Direct F1
transaction ARLP Common unit Tax liability -$727K -35.3K -10.94% $20.58 287K 08 Feb 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARLP Restricted unit Options Exercise -79.2K -100% 0 08 Feb 2024 Common unit 79.2K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The restricted units were issued on February 8, 2024 based upon an ARLP unit price of $20.58.
F2 Upon issuance, restricted units are withheld by the Partnership for the payment of tax liability at the vesting price of $20.58.
F3 Not applicable