EDWARD E. WILLIAMS - 02 Mar 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
Director
Signature
/s/ EDWARD E. WILLIAMS
Issuer symbol
ESCA
Transactions as of
02 Mar 2024
Net transactions value
$0
Form type
4
Filing time
05 Mar 2024, 16:32:22 UTC
Previous filing
12 May 2023
Next filing
10 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +2,500 +1.7% 150,652 02 Mar 2024 Direct F1
holding ESCA Common Stock 289,487 02 Mar 2024 By KPW Family Limited Partnership F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -2,500 -100% $0.000000* 0 02 Mar 2024 Common Stock 2,500 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 The reporting person is a general partner of KPW Family Limited Partnership.
F3 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F4 On March 2, 2022, the reporting person was granted 5,000 RSUs pursuant to the Escalade 2017 Plan, of which 2,500 RSUs vested and settled on March 2, 2023, as previously reported. The remaining 2,500 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. All RSUs settle in shares of ESCA common stock.