Walter P. Glazer Jr. - 02 Mar 2024 Form 4 Insider Report for ESCALADE INC (ESCA)

Role
CEO & PRESIDENT, Director
Signature
/s/ WALTER P. GLAZER, JR.
Issuer symbol
ESCA
Transactions as of
02 Mar 2024
Transactions value $
$0
Form type
4
Filing time
05 Mar 2024, 16:33:05
Previous filing
02 Jan 2024
Next filing
04 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESCA Common Stock Options Exercise +25K +6.65% 401K 02 Mar 2024 Direct F1
transaction ESCA Common Stock Options Exercise +27.8K +6.93% 429K 03 Mar 2024 Direct F1
holding ESCA Common Stock 8.5K 02 Mar 2024 Shares held by spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESCA Restricted Stock Units Options Exercise $0 -25K -50% $0.00 25K 02 Mar 2024 Common Stock 25K Direct F1, F2, F3
transaction ESCA Restricted Stock Units Options Exercise $0 -27.8K -33.33% $0.00 55.5K 03 Mar 2024 Common Stock 27.8K Direct F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
F2 Each RSU represents a right to receive one share of Escalade common stock pursuant to the Escalade, Incorporated 2017 Incentive Plan (Escalade 2017 Plan).
F3 On March 2, 2022, the reporting person was granted 75,000 RSUs pursuant to the Escalade 2017 Plan, of which 25,000 RSUs vested and settled on March 2, 2023, as previously reported. An additional 25,000 RSUs vested on March 2, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 25,000 RSUs will vest on March 2, 2025, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.
F4 On March 3, 2023, the reporting person was granted 83,310 RSUs pursuant to the Escalade 2017 Plan, of which 27,770 RSUs vested on March 3, 2024 and settled on March 4, 2024, as reported on this Form 4. The remaining 55,540 RSUs will vest one half on March 3, 2025 and one half on March 3, 2026, provided that the reporting person remains an officer of Escalade. All RSUs settle in shares of ESCA common stock.