Mark Christopher Bradley - 27 Jun 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein, Attorney-in-Fact
Issuer symbol
ALMS
Transactions as of
27 Jun 2024
Net transactions value
$0
Form type
4
Filing time
01 Jul 2024, 16:36:35 UTC
Next filing
20 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Disposed to Issuer -21,978 -100% 0 01 Jul 2024 Direct F1
transaction ALMS Common Stock Award +21,978 21,978 01 Jul 2024 Direct F1
transaction ALMS Class A Common Stock Disposed to Issuer -20,026 -100% 0 01 Jul 2024 By GRAT F1, F2
transaction ALMS Common Stock Award +20,026 20,026 01 Jul 2024 By GRAT F1, F2
transaction ALMS Class A Common Stock Disposed to Issuer -20,026 -100% 0 01 Jul 2024 By GRAT F1, F3
transaction ALMS Common Stock Award +20,026 20,026 01 Jul 2024 By GRAT F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Award $0 +4,278 $0.000000 4,278 27 Jun 2024 Class A Common Stock 4,278 $16.00 Direct F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -4,278 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 4,278 $16.00 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +4,278 $0.000000 4,278 01 Jul 2024 Common Stock 4,278 $16.00 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -130,481 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 130,481 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +130,481 $0.000000 130,481 01 Jul 2024 Common Stock 130,481 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -128,342 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 128,342 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +128,342 $0.000000 128,342 01 Jul 2024 Common Stock 128,342 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -12,834 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 12,834 $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +12,834 $0.000000 12,834 01 Jul 2024 Common Stock 12,834 $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -23,093 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 23,093 $8.84 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +23,093 $0.000000 23,093 01 Jul 2024 Common Stock 23,093 $8.84 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -155,304 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 155,304 $10.20 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Award $0 +155,304 $0.000000 155,304 01 Jul 2024 Common Stock 155,304 $10.20 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -53,475 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 53,475 $13.33 Direct F1, F10
transaction ALMS Stock Option (Right to Buy) Award $0 +53,475 $0.000000 53,475 01 Jul 2024 Common Stock 53,475 $13.33 Direct F1, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2 Shares are owned directly by JB 2023 GRAT, for which Reporting Person serves as a trustee.
F3 Shares are owned directly by MB 2023 GRAT, for which Reporting Person serves as a trustee.
F4 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F10 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.