David M. Goldstein - 01 Jul 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Role
Chief Scientific Officer
Signature
/s/ Sara Klein, Attorney-in-Fact
Issuer symbol
ALMS
Transactions as of
01 Jul 2024
Net transactions value
$0
Form type
4
Filing time
01 Jul 2024, 16:38:02 UTC
Previous filing
27 Jun 2024
Next filing
20 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Disposed to Issuer -213,903 -100% 0 01 Jul 2024 By Trust F1, F2
transaction ALMS Common Stock Award +213,903 213,903 01 Jul 2024 By Trust F1, F2
transaction ALMS Class A Common Stock Disposed to Issuer -2,994 -100% 0 01 Jul 2024 By Family Members F1, F3
transaction ALMS Common Stock Award +2,994 2,994 01 Jul 2024 By Family Members F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -42,780 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 42,780 $8.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +42,780 $0.000000 42,780 01 Jul 2024 Common Stock 42,780 $8.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -171,122 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 171,122 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +171,122 $0.000000 171,122 01 Jul 2024 Common Stock 171,122 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -11,978 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 11,978 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +11,978 $0.000000 11,978 01 Jul 2024 Common Stock 11,978 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -30,642 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 30,642 $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +30,642 $0.000000 30,642 01 Jul 2024 Common Stock 30,642 $8.84 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -206,074 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 206,074 $10.20 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +206,074 $0.000000 206,074 01 Jul 2024 Common Stock 206,074 $10.20 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -53,475 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 53,475 $13.33 Direct F1, F9
transaction ALMS Stock Option (Right to Buy) Award $0 +53,475 $0.000000 53,475 01 Jul 2024 Common Stock 53,475 $13.33 Direct F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2 Shares are held directly by the Baily Goldstein Living Trust dated March 4, 2014, for which the Reporting Person serves as a trustee.
F3 Shares are held directly by family members of Reporting Person residing in his primary residence.
F4 25% of the shares underlying this option vested on January 27, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 33% of the shares underlying this option vested on January 27, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F9 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.