Sara Klein - 27 Jun 2024 Form 4 Insider Report for ALUMIS INC. (ALMS)

Signature
/s/ Sara Klein
Issuer symbol
ALMS
Transactions as of
27 Jun 2024
Net transactions value
$0
Form type
4
Filing time
01 Jul 2024, 16:39:52 UTC
Next filing
20 Feb 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMS Class A Common Stock Disposed to Issuer -33,796 -100% 0 01 Jul 2024 Direct F1
transaction ALMS Common Stock Award +33,796 33,796 01 Jul 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALMS Stock Option (Right to Buy) Award $0 +8,556 $0.000000 8,556 27 Jun 2024 Class A Common Stock 8,556 $16.00 Direct F2
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -8,556 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 8,556 $16.00 Direct F1, F2
transaction ALMS Stock Option (Right to Buy) Award $0 +8,556 $0.000000 8,556 01 Jul 2024 Common Stock 8,556 $16.00 Direct F1, F2
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -73,155 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 73,155 $8.84 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Award $0 +73,155 $0.000000 73,155 01 Jul 2024 Common Stock 73,155 $8.84 Direct F1, F3
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -42,780 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 42,780 $8.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Award $0 +42,780 $0.000000 42,780 01 Jul 2024 Common Stock 42,780 $8.84 Direct F1, F4
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -21,390 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 21,390 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Award $0 +21,390 $0.000000 21,390 01 Jul 2024 Common Stock 21,390 $8.84 Direct F1, F5
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -11,842 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 11,842 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Award $0 +11,842 $0.000000 11,842 01 Jul 2024 Common Stock 11,842 $8.84 Direct F1, F6
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -79,572 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 79,572 $10.20 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Award $0 +79,572 $0.000000 79,572 01 Jul 2024 Common Stock 79,572 $10.20 Direct F1, F7
transaction ALMS Stock Option (Right to Buy) Disposed to Issuer $0 -38,502 -100% $0.000000* 0 01 Jul 2024 Class A Common Stock 38,502 $13.33 Direct F1, F8
transaction ALMS Stock Option (Right to Buy) Award $0 +38,502 $0.000000 38,502 01 Jul 2024 Common Stock 38,502 $13.33 Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to a reclassification exempt under Rule 16b-7 and Rule 16b-3, each share of Class A Common Stock was reclassified into one share of voting Common Stock.
F2 25% of the shares underlying this option vest on June 21, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F3 25% of the shares underlying this option vested on January 18, 2023, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F4 33% of the shares underlying this option vested on January 18, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 48 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F5 25% of the shares underlying this option vested on May 22, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F6 25% of the shares underlying this option vest on October 9, 2024, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and subject to the Reporting Person's continuous service to the Issuer on each such vesting date.
F7 The option vests in three equal installments, subject to the Issuer's satisfaction of certain performance criteria on each of May 6, 2028, May 6, 2029 and May 6, 2030, and subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.
F8 25% of the shares underlying this option vest on June 6, 2025, and the remaining shares vest in equal monthly installments thereafter over the following 36 months, subject to acceleration and the Reporting Person's continuous service to the Issuer on each such vesting date.