William H. Carson - 01 Jul 2024 Form 4 Insider Report for Annexon, Inc. (ANNX)

Role
Director
Signature
/s/ Jennifer Lew, Attorney-in-Fact
Issuer symbol
ANNX
Transactions as of
01 Jul 2024
Net transactions value
+$16,000
Form type
4
Filing time
02 Jul 2024, 17:43:36 UTC
Previous filing
07 Jun 2024
Next filing
05 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANNX Common Stock Purchase $16,000 +3,200 +33% $5.00 12,800 01 Jul 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported herein were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan, adopted January 4, 2024.
F2 This transaction was executed in multiple trades in prices ranging from $4.83 to $5.145, inclusive. The price reported in Column 4 above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.