WILLIAM F. TRUSCOTT - 11 Jul 2024 Form 4 Insider Report for AMERIPRISE FINANCIAL INC (AMP)

Role
CEO, GLOBAL ASSET MANAGEMENT
Signature
/s/ Wendy B. Mahling for William Fredrick Truscott
Issuer symbol
AMP
Transactions as of
11 Jul 2024
Transactions value $
-$101,827
Form type
4
Filing time
15 Jul 2024, 18:50:32 UTC
Previous filing
01 Mar 2024
Next filing
30 Aug 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMP Common Stock Options Exercise +502 +5.4% 9.78K 11 Jul 2024 Direct F1
transaction AMP Common Stock Tax liability -$102K -232 -2.43% $439.82 9.28K 11 Jul 2024 Direct F2
holding AMP Common Stock 13.4K 11 Jul 2024 By LLC F2
holding AMP Common Stock 302 11 Jul 2024 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMP Phantom Stock Options Exercise -502 -28.67% 1.25K 11 Jul 2024 Common Stock 502 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2 The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.
F3 Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 11, 2024. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock.
F4 Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.