Peter Fugere - 24 Jul 2024 Form 3 Insider Report for OneStream, Inc. (OS)

Role
10%+ Owner
Signature
/s/ Peter Fugere
Issuer symbol
OS
Transactions as of
24 Jul 2024
Net transactions value
$0
Form type
3
Filing time
24 Jul 2024, 20:45:21 UTC
Next filing
29 Jul 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding OS Class A Common Stock 175,831 24 Jul 2024 Direct
holding OS Class A Common Stock 37,699 24 Jul 2024 The Fugere Grantor Retained Annuity Trust 1 F1
holding OS Class A Common Stock 39,584 24 Jul 2024 The Fugere Grantor Retained Annuity Trust 2 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 71,429 $5.99 Direct F2
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 68,871 $10.65 Direct F3
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 55,000 $10.65 Direct F4
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 53,250 $14.51 Direct F5
holding OS Common Units 24 Jul 2024 Class A Common Stock 338,913 $0.000000 Fugere Holding LLC F6, F7
holding OS Stock Option (right to buy) 24 Jul 2024 Class A Common Stock 102,580 $20.00 Direct F8
holding OS Class D Common Stock 24 Jul 2024 Class A Common Stock 896,045 $0.000000 Direct F9
holding OS Class D Common Stock 24 Jul 2024 Class A Common Stock 213,626 $0.000000 The Fugere Grantor Retained Annuity Trust 1 F1, F9
holding OS Class D Common Stock 24 Jul 2024 Class A Common Stock 213,626 $0.000000 The Fugere Grantor Retained Annuity Trust 2 F1, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Fugere and Debra Silberstein serve together as the co-trustees for The Fugere Grantor Retained Annuity Trust 1 and The Fugere Grantor Retained Annuity Trust 2, each has shared voting and investment power over these shares.
F2 One-fourth of the shares subject to the option vested on March 1, 2022, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F3 One-fourth of the shares subject to the option vested on February 15, 2023, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F4 One-fourth of the shares subject to the option vested on February 15, 2024, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F5 One-fourth of the shares subject to the option shall vest on February 15, 2025, and 1/48th of the shares subject to the option shall vest each month thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F6 The Common Units may be redeemed by the Reporting Person at any time on or following the closing of the Issuer's initial public offering for shares of Class D Common Stock on a 1:1 basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Class D Common Stock is in turn convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of Class A Common Stock on the first trading day following the seventh anniversary of the Issuer's initial public offering. The Common Units have no expiration date.
F7 Mr. Fugere has sole voting and investment power over the shares held by Fugere Holding LLC.
F8 One-sixteenth of the shares subject to the option shall vest October 23, 2024, and one-sixteenth of the shares subject to the option shall vest every three months thereafter, subject to the Reporting Person continuing to be a service provider through the applicable vesting date.
F9 The Class D Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis. Each outstanding share of Class D Common Stock will automatically convert into one share of our Class A common stock on the first trading day following the seventh anniversary of the Issuer's initial public offering.