Thomas M. Siebel - 01 Aug 2024 Form 4 Insider Report for C3.ai, Inc. (AI)

Role: CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature: /s/ Eric Jensen, Attorney-in-Fact
Issuer symbol: AI
Transactions as of: 01 Aug 2024
Net transactions value: -$695,178
Form type: 4
Filing time: 05 Aug 2024, 21:21:31 UTC
Previous filing: 04 Jun 2024
Next filing: 07 Aug 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AI	Class A Common Stock	Options Exercise		+53,125	+3%		1,809,515	01 Aug 2024	Direct	F1
transaction	AI	Class A Common Stock	Tax liability	$695,178	-26,924	-1.5%	$25.82	1,782,591	01 Aug 2024	Direct
transaction	AI	Class A Common Stock	Options Exercise		+566,666	+32%		2,349,257	02 Aug 2024	Direct	F2
transaction	AI	Class A Common Stock	Gift	$0	-26,201	-1.1%	$0.000000	2,323,056	02 Aug 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	+26,201	+0.7%	$0.000000	3,792,653	02 Aug 2024	See Footnote	F3
transaction	AI	Class A Common Stock	Gift	$0	-566,666	-24%	$0.000000	1,756,390	05 Aug 2024	Direct
transaction	AI	Class A Common Stock	Gift	$0	+566,666	+15%	$0.000000	4,359,319	05 Aug 2024	See Footnote	F3
holding	AI	Class A Common Stock						9,216	01 Aug 2024	See Footnote	F4
holding	AI	Class A Common Stock						170,924	01 Aug 2024	See Footnote	F5
holding	AI	Class A Common Stock						72,695	01 Aug 2024	See Footnote	F6
holding	AI	Class A Common Stock						1,237,115	01 Aug 2024	See Footnote	F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AI	Restricted Stock Units	Options Exercise	$0	-53,125	-12%	$0.000000	371,875	01 Aug 2024	Class A Common Stock	53,125		Direct	F1, F8
transaction	AI	Performance Restricted Stock Units	Options Exercise	$0	-566,666	-33%	$0.000000	1,133,334	02 Aug 2024	Class A Common Stock	566,666		Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement.
F2	Each Performance Restricted Stock Unit (PRSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock. The PRSUs vest upon the Issuer's Class A Common Stock achieving a specified price per share.
F3	The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4	The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F5	The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F6	The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F7	The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.
F8	6.25% of each such RSU award vested on August 1, 2022 and 6.25% of each such RSU award shall vest on a quarterly basis thereafter, so long as the Reporting Person continues to provide services through such vesting date.