Scott Lish - 06 Aug 2024 Form 4 Insider Report for Alphatec Holdings, Inc. (ATEC)

Role
CHIEF OPERATING OFFICER
Signature
/s/ Tyson Marshall, Attorney-in-Fact
Issuer symbol
ATEC
Transactions as of
06 Aug 2024
Transactions value $
$199,925
Form type
4
Filing time
08 Aug 2024, 17:29:23 UTC
Previous filing
29 Feb 2024
Next filing
31 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATEC Common Stock Options Exercise $38,525 +11,500 +2.26% $3.35 520,861 06 Aug 2024 Direct F1
transaction ATEC Common Stock Options Exercise $161,400 +60,000 +11.52% $2.69 580,861 06 Aug 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATEC Employee Stock Option (right to buy) Options Exercise $0 -11,500 -46% $0 13,500 06 Aug 2024 Common Stock 11,500 $3.35 Direct F2
transaction ATEC Employee Stock Option (right to buy) Options Exercise $0 -60,000 -100% $0* 0 06 Aug 2024 Common Stock 60,000 $2.69 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,196 shares acquired under the issuer's employee stock purchase plan on May 15, 2024.
F2 The option vested 25% on March 22, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments.
F3 The option vested 25% on July 30, 2019 (the first anniversary of the grant date) and thereafter in 36 equal monthly installments.