| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Common Stock | Options Exercise | $38,502,510 | +105,495 | +3.6% | $364.97 | 3,030,861 | 30 Aug 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | $472,820 | -1,308 | -0.04% | $361.48 | 3,029,553 | 30 Aug 2024 | Direct | F1, F2, F3 |
| transaction | AXON | Common Stock | Sale | $2,374,253 | -6,555 | -0.22% | $362.20 | 3,022,998 | 30 Aug 2024 | Direct | F1, F2, F4 |
| transaction | AXON | Common Stock | Sale | $3,462,166 | -9,530 | -0.32% | $363.29 | 3,013,468 | 30 Aug 2024 | Direct | F1, F2, F5 |
| transaction | AXON | Common Stock | Sale | $4,511,537 | -12,386 | -0.41% | $364.24 | 3,001,082 | 30 Aug 2024 | Direct | F1, F2, F6 |
| transaction | AXON | Common Stock | Sale | $7,380,275 | -20,221 | -0.67% | $364.98 | 2,980,861 | 30 Aug 2024 | Direct | F1, F2, F7 |
| transaction | AXON | Common Stock | Options Exercise | $22,909,596 | +64,505 | +2.2% | $355.16 | 3,045,366 | 03 Sep 2024 | Direct | F1 |
| transaction | AXON | Common Stock | Sale | $10,021,259 | -28,217 | -0.93% | $355.15 | 3,017,149 | 03 Sep 2024 | Direct | F1, F2, F8 |
| transaction | AXON | Common Stock | Sale | $826,594 | -2,322 | -0.08% | $355.98 | 3,014,827 | 03 Sep 2024 | Direct | F1, F2, F9 |
| transaction | AXON | Common Stock | Sale | $6,488,159 | -18,226 | -0.6% | $355.98 | 2,996,601 | 03 Sep 2024 | Direct | F1, F9, F10 |
| transaction | AXON | Common Stock | Sale | $3,129,107 | -8,766 | -0.29% | $356.96 | 2,987,835 | 03 Sep 2024 | Direct | F1, F10, F11 |
| transaction | AXON | Common Stock | Sale | $1,888,251 | -5,273 | -0.18% | $358.10 | 2,982,562 | 03 Sep 2024 | Direct | F1, F10, F12 |
| transaction | AXON | Common Stock | Sale | $2,615,821 | -7,289 | -0.24% | $358.87 | 2,975,273 | 03 Sep 2024 | Direct | F1, F10, F13 |
| transaction | AXON | Common Stock | Sale | $747,170 | -2,076 | -0.07% | $359.91 | 2,973,197 | 03 Sep 2024 | Direct | F1, F10, F14 |
| transaction | AXON | Common Stock | Sale | $733,457 | -2,031 | -0.07% | $361.13 | 2,971,166 | 03 Sep 2024 | Direct | F1, F10, F15 |
| transaction | AXON | Common Stock | Sale | $290,160 | -800 | -0.03% | $362.70 | 2,970,366 | 03 Sep 2024 | Direct | F1, F10 |
| transaction | AXON | Common Stock | Sale | $5,062,395 | -14,444 | -0.49% | $350.48 | 2,955,922 | 04 Sep 2024 | Direct | F1, F10, F16 |
| transaction | AXON | Common Stock | Sale | $3,780,823 | -10,758 | -0.36% | $351.44 | 2,945,164 | 04 Sep 2024 | Direct | F1, F10, F17 |
| transaction | AXON | Common Stock | Sale | $1,015,939 | -2,874 | -0.1% | $353.49 | 2,942,290 | 04 Sep 2024 | Direct | F1, F10, F18 |
| transaction | AXON | Common Stock | Sale | $3,101,753 | -8,753 | -0.3% | $354.36 | 2,933,537 | 04 Sep 2024 | Direct | F1, F10, F19 |
| transaction | AXON | Common Stock | Sale | $2,874,065 | -8,090 | -0.28% | $355.26 | 2,925,447 | 04 Sep 2024 | Direct | F1, F10, F20 |
| transaction | AXON | Common Stock | Sale | $220,780 | -620 | -0.02% | $356.10 | 2,924,827 | 04 Sep 2024 | Direct | F1, F10, F21 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -105,495 | -29% | $0.000000 | 255,436 | 30 Aug 2024 | Common Stock | 105,495 | $28.58 | Direct | F1 |
| transaction | AXON | Employee Stock Option | Options Exercise | $0 | -64,505 | -25% | $0.000000 | 190,931 | 03 Sep 2024 | Common Stock | 64,505 | $28.58 | Direct | F1 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. |
| F2 | Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. The remainder of the shares, with the exception of those reported on this Form 4, are subject to a 2.5 year holding period. |
| F3 | The transaction was executed in multiple trades at prices ranging from $360.74 to $361.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The transaction was executed in multiple trades at prices ranging from $361.74 to $362.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F5 | The transaction was executed in multiple trades at prices ranging from $362.76 to $363.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F6 | The transaction was executed in multiple trades at prices ranging from $363.76 to $364.75. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F7 | The transaction was executed in multiple trades at prices ranging from $364.76 to $365.28. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F8 | The transaction was executed in multiple trades at prices ranging from $354.48 to $355.475. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F9 | The transaction was executed in multiple trades at prices ranging from $355.48 to $356.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F10 | This sale of unrestricted shares was executed pursuant to a filed Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2024. |
| F11 | The transaction was executed in multiple trades at prices ranging from $356.48 to $357.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F12 | The transaction was executed in multiple trades at prices ranging from $357.48 to $358.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F13 | The transaction was executed in multiple trades at prices ranging from $358.48 to $359.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F14 | The transaction was executed in multiple trades at prices ranging from $359.52 to $360.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F15 | The transaction was executed in multiple trades at prices ranging from $360.55 to $361.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F16 | The transaction was executed in multiple trades at prices ranging from $350.00 to $350.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F17 | The transaction was executed in multiple trades at prices ranging from $351.00 to $351.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F18 | The transaction was executed in multiple trades at prices ranging from $352.81 to $353.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F19 | The transaction was executed in multiple trades at prices ranging from $353.82 to $354.81. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F20 | The transaction was executed in multiple trades at prices ranging from $354.82 to $355.80. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F21 | The transaction was executed in multiple trades at prices ranging from $355.82 to $356.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |